UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mercia Holdings LLC 601 S. RANCHO DRIVE, SUITE A-7 LAS VEGAS,, NV 89106 |
Member of 10% owner group | |||
Mai Dun Ltd LLC 601 S. RANCHO DRIVE, SUITE A-7 LAS VEGAS, NV 89106 |
X | Member of 10% owner group | ||
Mackay Bart P 601 S. RANCHO DRIVE, SUITE A-7 LAS VEGAS, NV 89106 |
Member of 10% owner group |
/s/ Bart Mackay, Sole Member of Mercia Holdings, LLC | 11/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Bart Mackay, Sole Member of Mai Dun Limited, LLC | 11/28/2012 | |
**Signature of Reporting Person | Date | |
/s/ Bart Mackay | 11/28/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities are owned solely by Mercia Holdings, LLC ("Mercia Holdings"), who is a member of a "group" with Mai Dun Limited, LLC and Bart Mackay for purposes of Section 13(d) of the Exchange Act. Mr. Mackay is the sole member of Mercia Holdings, and may be deemed to possess sole voting and investment control over the securities held by Mercia Holdings, and may be deemed to have direct beneficial ownership of such securities. Mr. Mackay does not own any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
(2) | The securities are owned solely by Mai Dun Limited, LLC ("Mai Dun Limited"), who is a member of a "group" with Mercia Holdings and Mr. Mackay for purposes of Section 13(d) of the Exchange Act. Mr. Mackay is the sole member of Mai Dun Limited, and may be deemed to possess sole voting and investment control over the securities held by Mai Dun Limited, and may be deemed to have direct beneficial ownership of such securities. Mr. Mackay does not own any securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein. |